Lesley joined James Capital Alliance, Inc. in 2006. She is designated as an Investment Advisor Certified Compliance Professional. Lesley assists the CCO with compliance filings, develops comprehensive policies and procedures, and provides continual risk assessment. She is also responsible for account billing and the voting of proxies.
Lesley earned a B.S. in Business, majoring in Finance, from Wright State University. She is currently engaged in post-graduate work at Wright State University and expects to earn an MBA, concentrating in Management Innovation and Change, in the summer of 2011.
Barry James
CEO
Ann Shaw
Treasurer
Mike McGraw
President, CCO
Clare Thielen
First Vice President
Anne Brooks
Senior Trader
Yolanda Avery
Operations Assistant
Michael McGowan
Investment Advisor Representative
Ryan Post
Trader
Lesley Ott, IACCPSM
Operations/Compliance Associate