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Lesley Ott, IACCP
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Lesley joined James Capital Alliance, Inc. in 2006. She is designated as an Investment Adviser Certified Compliance Professional. Lesley serves as the CCO for James Capital Alliance and James Investment Research. She develops and implements comprehensive policies and procedures, and continuously assesses the firm’s risk. She is also responsible for overseeing the operations of the firm.

Lesley earned a B.S. in Business, majoring in Finance, from Wright State University. She also earned an MBA from Wright State University, concentrating in Finance and Management, Innovation and Change. Lesley holds the FINRA Series 7, 24, 66, and 99 securities registrations. Also, she has earned the Chartered Mutual Fund Counselor designation from the College for Financial Planning.

Lesley Ott
Barry James
Barry James
CEO
Ann Shaw
Ann Shaw
Treasurer
Mike McGraw
Mike McGraw
President
Clare Thielen
Clare Thielen
First Vice President
Anne Brooks
Anne Brooks
Senior Trader
Ryan Post
Ryan Post
Trader

Lesley Ott
Lesley Ott, IACCPSM
Chief Compliance
Officer
Troy Prenger
Troy Prenger
Trader
David McGowan
David McGowan
Operations Assistant
 
 
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