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Anne Brooks
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Anne joined James Capital Alliance in 1996. She oversees operations in the trading area. Her responsibilities include execution of all trading instructions as specified by the James Investment Research, Inc. Investment Committee.

Anne is also responsible for maintaining the performance composites for the James Capital Alliance products.

Anne graduated magna cum laude with an A.B. Honors Degree from Marquette University and is a member of the Phi Beta Kappa National Honor Society.

Anne passed the FINRA Series 2, Series 63, and Series 65 securities examinations.

Anne Brooks
Barry James
Barry James
CEO		 Ann Shaw
Ann Shaw
Treasurer		 Mike McGraw
Mike McGraw
President, CCO		 Clare Thielen
Clare Thielen
First Vice President		 Anne Brooks
Anne Brooks
Senior Trader
Yolanda Avery
Yolanda Avery
Operations
Assistant		 Michael McGowan
Michael McGowan
Investment Advisor
Representative		 Ryan Post
Ryan Post
Trader

 Lesley Ott
Lesley Ott, IACCPSM
Operations/Compliance
Associate
 
 
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