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Anne Brooks
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Anne joined James Capital Alliance in 1996. She oversees operations in the trading area. Her responsibilities include execution of all trading instructions as specified by the James Investment Research, Inc. Investment Committee.

Anne is also responsible for maintaining the performance composites for the James Capital Alliance products.

Anne graduated magna cum laude with an A.B. Honors Degree from Marquette University and is a member of the Phi Beta Kappa National Honor Society.  Anne holds the FINRA Series 63 and Series 65 securities registrations. 

Anne Brooks
Barry James
Barry James
CEO
Ann Shaw
Ann Shaw
Treasurer
Mike McGraw
Mike McGraw
President
Clare Thielen
Clare Thielen
First Vice President
Anne Brooks
Anne Brooks
Senior Trader
Ryan Post
Ryan Post
Trader

Lesley Ott
Lesley Ott, IACCPSM
Chief Compliance
Officer
Troy Prenger
Troy Prenger
Trader
David McGowan
David McGowan
Operations Assistant
 
 
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